Proposed Rule Change to Amend NASD Interpretative Material 2210-4
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Interpretative Material 2210-4 ("IM-2110-4") to limit the use of FINRA's name and any other corporate name owned by FINRA and to require members and persons associated with a member that refer to their FINRA Membership on a Web site to provide a hyperlink to www.finra.org.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 71.22 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 57.56 KB |