Proposed Rule Change Relating to Amendments to NASD Rule 3210 (Short Sale Delivery Requirements)
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3210 (Short Sale Delivery Requirements) in light of the amendments to Rule 203 of Regulation SHO under the Act.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 160.9 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 62.94 KB |