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SR-FINRA-2007-013

Proposed Rule Change Relating to Amendments to NASD Rule 3210 (Short Sale Delivery Requirements)

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3210 (Short Sale Delivery Requirements) in light of the amendments to Rule 203 of Regulation SHO under the Act.

Title Format - Size Status
Text of Proposed Rule Change PDF - 160.9 KB
Notice of Filing and Immediate Effectiveness PDF - 62.94 KB