Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 94-58 | SEC Approves New NASD Limit Order Protection Rule
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| Notice To Members 94-57 | Nasdaq National Market Additions, Changes, And Deletions As Of June 28, 1994
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| Notice To Members 94-56 | Fixed Income Pricing System Additions, Changes, And Deletions As Of June 28, 1994
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| Notice To Members 94-55 | Members Reminded To Report Address, Contact Changes To NASD
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| Notice To Members 94-54 | NASD Solicits Public Comment On Approaches Governing Award Of Punitive Damages In Arbitration
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| Notice To Members 94-53 | SEC Proposes Amendments To Regulation T
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| Notice To Members 94-52 | Mail Vote—NASD Solicits Member Vote On Proposed Amendments To The NASD By-Laws To Facilitate The NASD Manual Revision;
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| Notice to Selected Members | Special Notice to Selected Members
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| Notice To Members 94-31 | Nasdaq National Market Additions, Changes, And Deletions As Of March 28, 1994
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| Notice To Members 94-30 | Memorial Day: Trade Date-Settlement Date Schedule
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| Notice To Members 94-29 | SEC Approves Use Of Market-Maker Identifiers For OTCBB And Elimination Of Certain Schedule H Reporting Requirements
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| Notice To Members 94-28 | Effectiveness Of New Section 46 Of Article III Of The Rules Of Fair Practice Delayed Until September 15, 1994
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| Notice To Members 94-27 | Increased Advertising Regulation Department Filing Fees Take Effect May 1, 1994
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| Notice To Members 94-26 | SEC Approves Surcharge On Any NASD Member Named As A Party To An Arbitration Proceeding
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| Notice To Members 94-25 | SEC Approves Amendments To Filing Requirements For Communications Regarding Mutual Fund Rankings And CMOs Effective June 1, 1994
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| Notice To Members 94-24 | SEC Approves Amendments To Remove The Member Vote Requirement For Amendments To The Rules Of Fair Practice And Incorporate Appendices Into Rules Of Fair Practice
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| Notice To Members 94-23 | Fixed Income Pricing System (FIPS) Begins Operation
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| Notice To Members 94-22 | Mail Vote—NASD Solicits Member Vote On Proposed Amendments To The Pre-Membership Interview Procedures;
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| Notice To Members 94-21 | Nasdaq National Market Additions, Changes, And Deletions As Of February 24, 1994
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| Notice To Members 94-20 | Good Friday: Trade Date-Settlement Date Schedule
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| Notice To Members 94-19 | Appointment Of A SI PC Trustee
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| Notice To Members 94-18 | Municipal Securities Rulemaking Board Preparing Way For T+3 Settlement Of Municipal Securities
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| Notice To Members 94-17 | SEC Reproposes Large-Trader Reporting System
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| Notice To Members 94-16 | NASD Reminds Members Of Mutual Fund Sales Practice Obligations
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| Notice To Members 94-15 | SEC Issues Alert Regarding Stolen Stock Certificates
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| Notice To Members 94-14 | NASD Clarifies Compensation Disclosure Requirements For Mutual Funds In Article III, Section 26 Of The NASD Rules Of Fair Practice
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| Notice To Members 94-13 | SEC Approves Sales-Charge Disclosure Exemption For Money Market Mutual Funds
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| Notice To Members 94-9 | SEC Approves New NASD Rule Governing The Pricing Of Open Orders
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| Notice To Members 94-8 | SEC Approves NASD Rules Governing Access To And Use Of The OTC Bulletin Board Service
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| Notice To Members 94-7 | SEC Approves New NASD Rule Relating To The Obligations And Responsibilities Of Introducing And Clearing Firms
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| Notice To Members 94-6 | Solicitation Of Member Comment On Proposed Amendments To The Foreign Associate Provisions Of Schedule C To The NASD By-Laws;
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| Notice To Members 94-12 | Nasdaq National Market Additions, Changes, And Deletions As Of January 27, 1994
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| Notice To Members 94-11 | Special Registration Review Surcharge Takes Effect March 1, 1994
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| Notice To Members 94-10 | Members Urged To Ensure Timely, Accurate, And Complete Trading Data Submissions
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| For Your Information - January 1994 | For Your Information
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| Notice To Members 94-4 | Presidents' Day: Trade Date-Settlement Date Schedule
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| Notice To Members 94-3 | Annual Check List of NASD Notices to Members
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| Notice To Members 94-2 | 1993-94 Renewal Rosters and Final Adjusted Invoices
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| Notice To Members 94-1 | SEC Approves New Small Order Execution System Rules
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| Notice To Members 93-91 | Nasdaq National Market<sup>®</sup> Additions, Changes, And Deletions as of November 26, 1993
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