2019 Involvement and Election Process Overview

Summary

FINRA has multiple committees that facilitate effective engagement with its member firms and representatives of the public regarding regulatory and policy initiatives related to FINRA’s mission of promoting market integrity and investor protection in a manner that facilitates vibrant capital markets. The purpose of this Notice is to:

• encourage member firms and other interested parties to become involved;
• provide information regarding the process for filling vacancies on various FINRA committees and its boards; and
• remind interested individuals to use FINRA’s online portal to submit an online form to indicate their interest in being considered for future vacancies.

Questions concerning this Special Notice may be directed to:

• Jennifer Piorko Mitchell, Vice President and Deputy Corporate Secretary, at (202) 728-8949; or
• Chip Jones, Senior Vice President, Member Relations and Education, at (240) 386-4797.