For Your Information - September 1997

For Your Information

Published Date:

Disciplinary Action Corrections

The following corrections pertain to the August 1997 Notices to Members Disciplinary Actions section.

  • Page 428—Charles William Duquette (Registered Representative, Beaverton, Oregon) was suspended from January 6, 1996 to July 6, 1997. Lewis H. Aytes (Registered Representative, Medford, Oregon) was suspended from February 15, 1996 to August 15, 1997. The August Notice erroneously stated that Duquette was suspended from January 16, 1996 to July 16, 1996 and that Aytes was suspended from February 15, 1996 to August 15, 1996.