SOES Tier Levels Set To Change July 11, 1994
| SUGGESTED ROUTING |
Senior Management |
Effective July 11, 1994, tier sizes for 500 Nasdaq National Market (NNM) securities will be revised in accordance with ¶2451a7 of the Rules of Practice and Procedure for the Small Order Execution System (SOESSM).
Under the revised SOES rules (see Special Notice to Members 94-1 January 5, 1994), the maximum order-execution size in SOES is 500 shares, although tier sizes of NNM securities will continue to be categorized as 1,000,500, and 200 shares for the purpose of establishing minimum quotation size (Schedule D of the NASD By-Laws, ¶1819, Part V, Sec. 2a).
The Nasdaq Workstation indicates the minimum-size requirement for each NNM security in its bid/offer quotation display. The indicator "SM10," "SM5," or "SM2" is displayed to the left of the security name, corresponding to a minimum-size display of 1,000, 500, or 200 shares, respectively.
The criteria for establishing tier sizes is as follows:
- A 1,000-share tier size was applied to those NNM securities that had an average daily non-block volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.
- A 500-share tier size was applied to those NNM securities that had an average daily non-block volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.
- A 200-share tier size was applied to those NNM securities that had an average daily non-block volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.
These order-size tiers were set by the NASD after extensive research and polling of all NNM market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that the market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.
In accordance with the SOES rules, the tier levels applicable to each security are reviewed periodically to determine if the trading characteristic of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of February 28, 1994, using the aforementioned formula. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with two exceptions.
First, an issue would not be permitted to move more than one level. For example, if an issue was previously categorized in the 1,000-share tier, it would not be permitted to move to the 200-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. In adopting this policy, the SOES Subcommittee was attempting to minimize market-maker exposure on issues for which the tier level increased and maintain adequate public investor access on issues for which the tier level decreased.
Second, for eight securities priced below $1 where the reworking called for a reduction in tier size, the SOES Subcommittee and the NASD Trading Committee determined not to recommend a decline in tier size. As a result, five securities that would have been reduced to 200 from 500 remained at 500 and three securities that would have been reduced from 1,000 to 500 remained at 1,000.
The SOES Subcommittee also recognized that the formula used to assign accurately reflect the trading characteristics for each issue. As such, market participants are reminded that the SOES Subcommittee may assign a particular NNM security a tier-size level than otherwise would be called for according to the criteria described above under appropriate circumstances. For more information, please contact Nasdaq Market Operations at (203) 378-0284. Following is a listing of the NNM issues that will require a SOES tier-level change on July 11, 1994.
Nasdaq National Market SOES Changes
All Issues In Alphabetical Order By Name (Effective My, 1994)
|
Symbol |
Company Name |
Old Tier Level |
New Tier Level |
|
A |
|||
|
ELUXY |
A B ELECTRLX ADR SPD |
500 |
1000 |
|
ACSE |
ACS ENTERPRISES |
500 |
1000 |
|
ACXT |
A C X TECHS INC |
500 |
1000 |
|
AELNA |
A E LINDS CL A |
500 |
1000 |
|
ALTI |
ALTAI INC |
200 |
500 |
|
AMTL |
A M T R 0 L INC |
500 |
1000 |
|
APGI |
A P GREEN INDS |
500 |
1000 |
|
ARIS |
ARINETWORKSVCS |
500 |
1000 |
|
ARONA |
AARON RENTS INC CL-A |
500 |
1000 |
|
ARONB |
AARON RENTS INC CL-B |
500 |
1000 |
|
ABRI |
ABRAMS INDS INC |
200 |
500 |
|
AXAS |
ABRAXAS PETRO (NEV) |
500 |
1000 |
|
ACLE |
ACCEL ESfTLCP |
500 |
1000 |
|
ACET |
ACETO CP |
500 |
1000 |
|
ACTN |
ACTION PERFORM COS |
500 |
1000 |
|
ACTNW |
ACTION PERFORM WTS |
500 |
1000 |
|
ANMR |
ADVANCED NMR SYS INC |
500 |
1000 |
|
AIRM |
AIR METHODS CP |
500 |
1000 |
|
ARSNW |
AIRSENSORS INC WTS |
500 |
1000 |
|
ATNG |
ALATENN RESOURCES |
500 |
1000 |
|
ALET |
ALOETTE COSMETICS |
1000 |
500 |
|
ALBML |
ALPHA 1 BIOMED C WTS |
500 |
1000 |
|
ACPI |
AMER CONSUMER PROD |
200 |
500 |
|
ALHCP |
AMER LIFE HLDG PFD |
1000 |
500 |
|
AMGD |
AMER VANGUARD CP |
1000 |
500 |
|
ASBI |
AMERIANA BANCORP |
1000 |
500 |
|
ATAXZ |
AMERICA FRST TX 2 LP |
500 |
1000 |
|
AMTA |
AMISTARCP |
500 |
1000 |
|
AMPI |
AMPLICON INC |
200 |
500 |
|
AMTR |
AMTRANINC |
500 |
1000 |
|
ANDR |
ANDERSEN GROUP INC |
200 |
500 |
|
AMBI |
APPLIED MICROBIOLOGY |
500 |
1000 |
|
ACAT |
ARCTCO INC |
500 |
1000 |
|
ARTHF |
ARETHUSA LIMITED |
500 |
1000 |
|
ASBK |
ASPEN BANCSHARES INC |
1000 |
500 |
|
AFED |
ATLANFED BNCP ESfC |
200 |
500 |
|
ATWD |
ATWOOD OCEANICS INC |
500 |
1000 |
|
ACAM |
AUTOCAM CP |
500 |
1000 |
|
ACLV |
AUTOCLAVE ENGINEERS |
1000 |
500 |
|
AUFN |
AUTOFINANCE GP INC |
500 |
1000 |
|
B |
|||
|
BARZ |
BARRAINC |
500 |
1000 |
|
BFEN |
BF ENTERPRISES INC |
200 |
500 |
|
BFSI |
BFSBANKORPINC |
1000 |
500 |
|
BKCS |
B K C SEMICONDUCTORS |
200 |
500 |
|
BLCC |
BALCHEM CP |
200 |
500 |
|
BWINB |
BALDWIN LYONS CL B |
200 |
500 |
|
BTEK |
BALTEKCP |
500 |
200 |
|
BCIS |
BANCINSURANCE CP |
1000 |
500 |
|
BKCO |
BANKERS CP |
500 |
1000 |
|
BKUNP |
BANKUNITED CV PFD |
200 |
500 |
|
BKUNA |
BANKUNITED FTNL CP A |
200 |
500 |
|
BNYN |
BANYAN SYSTEMS INC |
500 |
1000 |
|
BBSI |
BARRETT BUSINESS SVC |
500 |
1000 |
|
BASER |
BASE TENRTS SERB |
1000 |
500 |
|
BNHN |
BENTHANA NATL CP |
500 |
1000 |
|
BGAS |
BERKSHIRE GAS CO |
500 |
200 |
|
BPTI |
BEST POWER TECH INC |
500 |
1000 |
|
BEERF |
BIG ROCK BREWERY LTD |
500 |
1000 |
|
BLSC |
BIO LOGIC SYS CP |
500 |
1000 |
|
BTGCZ |
BIO-TECH GEN WTS 96 |
200 |
500 |
|
BGENW |
BIOGEN INC WTS |
500 |
1000 |
|
BINC |
BIOSPHERICS INC |
500 |
1000 |
|
BHWK |
BLACK HAWK GAMING |
500 |
1000 |
|
BHWKW |
BLACK HAWK WTS A |
500 |
1000 |
|
BHWKZ |
BLACK HAWK WTS B |
500 |
1000 |
|
BMPE |
BLMPIEINTL INC |
500 |
1000 |
|
BOSA |
BOSTON ACOUSTICS INC |
1000 |
500 |
|
BOXXA |
BOX ENERGY CPCL A |
200 |
500 |
|
BRCOA |
BRADYWHCOCLA |
500 |
1000 |
|
BRDLQ |
BRENDLE'S INC |
500 |
1000 |
|
BBTK |
BROADBAND TECHS INC |
500 |
1000 |
|
BSIS |
BROADWAY & SEYMOUR |
500 |
1000 |
|
BROC |
BROCK CONTROL SYSTEM |
500 |
1000 |
|
BKST |
BROOKSTONE INC |
200 |
500 |
|
BMTC |
BRYN MAWR BK CP |
500 |
200 |
|
C |
|||
|
CBBI |
C B BANCSHARES INC |
200 |
500 |
|
CNIT |
CENITBNCPINC |
500 |
1000 |
|
CERB |
CERBCOBSfC |
200 |
500 |
|
CFBC |
C F BANCORP INC |
500 |
200 |
|
CFTB |
C FUNDS INC |
200 |
500 |
|
CIMC |
CIMCOINC |
500 |
1000 |
|
COOK |
CALIF CULINARY ACAD |
500 |
1000 |
|
CANXA |
CANNON EXPRES INC A |
500 |
1000 |
|
CANO |
CANONIE ENVIRON SVC |
500 |
1000 |
|
HKYIF |
CANSTAR SPORTS INC |
200 |
500 |
|
CNTBY |
CANTAB PHARM PLC ADR |
500 |
200 |
|
CCBT |
CAPE COD BK TR CO |
1000 |
500 |
|
CABK |
CAPITAL BANCORP |
500 |
200 |
|
CSWC |
CAPITAL SOUTHWEST CP |
200 |
500 |
|
CATA |
CAPITOL TRANSAMERICA |
500 |
1000 |
|
CAFC |
CAROLINA FIRST CP |
500 |
1000 |
|
CATS |
CATALYST SEMICOND |
200 |
500 |
|
CTSC |
CELLULAR TECH SVCS |
500 |
1000 |
|
KOKO |
CENTRAL INDIANA BNCP |
500 |
1000 |
|
CJER |
CENTRAL JERSEY BNCP |
500 |
1000 |
|
CMBI |
CENTRAL MTGEBCSHS |
1000 |
500 |
|
CSBC |
CENTRAL SOUTHERN HLD |
200 |
500 |
|
CNSP |
CENTRAL SPRINKLER CP |
1000 |
500 |
|
CNBKA |
CENTURY BANCORP A NV |
500 |
1000 |
|
CRDN |
CERADYNE INC |
500 |
1000 |
|
CHANF |
CHANDLER INS CO LTD |
500 |
1000 |
|
CHFD |
CHARTER FED SAV BK |
500 |
1000 |
|
CHEM |
CHEMPOWERINC |
1000 |
500 |
|
CHER |
CHERRY CP |
500 |
1000 |
|
CVAL |
CHESTER VALLEY BNCP |
200 |
500 |
|
CDCR |
CHILDRENS DISCOVERY |
500 |
1000 |
|
CRCL |
CIRCLE FINLCP |
500 |
200 |
|
CINS |
CIRCLE INCOME SHARES |
500 |
1000 |
|
CFBKP |
CITIZENS FED BKPFD |
200 |
500 |
|
CHCO |
CITY HOLDING CO |
200 |
500 |
|
CIVC |
CIVIC BANCORP |
500 |
1000 |
|
CLDRP |
CLIFFS DRILLING PFD |
200 |
500 |
|
GOBI |
COBANCORP INC |
200 |
500 |
|
CHTB |
COHASSET SAVINGS BK |
500 |
1000 |
|
COHO |
COHO ENERGY INC |
500 |
1000 |
|
COLB |
COLUMBIA BKNG SYS |
500 |
1000 |
|
COBAP |
COMMERCE BNCP PFD B |
500 |
200 |
|
CBNY |
COMMERCIAL BK OF NY |
500 |
1000 |
|
CBNKP |
COMMU BNCP CUM PFD B |
500 |
200 |
|
CBKI |
COMMUNITY BANKS INC |
200 |
500 |
|
CBNH |
COMMUNITY BANKSHARE5 |
5 1000 |
500 |
|
CBSI |
COMMUNITY BK SYSTEM |
1000 |
500 |
|
CMETS |
CONTL MORTGAGE EQUIT |
1000 |
500 |
|
CSOL |
CONVERGENT SOLUTN |
500 |
1000 |
|
ZAPS |
COOPER LIFE SCI INC |
200 |
500 |
|
CPLY |
COPLEY PHARM INC |
500 |
1000 |
|
CSTN |
CORNERSTONE FIN CP |
500 |
1000 |
|
CRRC |
COURIER CP |
200 |
500 |
|
CUNB |
CUPERTINO NATL BNCP |
200 |
500 |
|
D |
|||
|
DEPCA |
DEPCORPCLA |
1000 |
500 |
|
DAIG |
DAIG CP |
200 |
500 |
|
DMCVA |
DAIRY MART STORES A |
500 |
1000 |
|
DMCVB |
DAIRY MART STORES B |
500 |
1000 |
|
DATX |
DATA TRANSLATION INC |
500 |
1000 |
|
DMAR |
DATAMARINEINTL INC |
200 |
500 |
|
DAVD |
DAVIDSON & ASSOCIATE |
500 |
1000 |
|
DAVX |
DAVOXCP |
500 |
1000 |
|
DOCP |
DELAWARE OTSEGO CP |
200 |
500 |
|
COTN |
DELTA & PINE LAND CO |
500 |
1000 |
|
DCPI |
DICK CLARK PROD INC |
500 |
1000 |
|
DGIC |
DONEGAL GROUP INC |
200 |
500 |
|
DOUG |
DOUGLAS AND LOMASON |
500 |
1000 |
|
DRCO |
DYNAMICS RESEARCH CP |
1000 |
500 |
|
E |
|||
|
EACO |
EAENGRGSCITECH |
500 |
1000 |
|
ECCS |
E C C S INC |
200 |
500 |
|
EMCI |
EMCINSURANCEGP |
1000 |
500 |
|
EROQ |
ENVIROQCP |
1000 |
500 |
|
EZEMA |
EZEMINCCLA |
200 |
500 |
|
EBSI |
EAGLE BANCSHARES |
1000 |
500 |
|
EDNTF |
EDUNETICS LTD ORD |
500 |
1000 |
|
ELCN |
ELCOINDS INC |
1000 |
500 |
|
EFII |
ELEC IMAGING INC |
500 |
1000 |
|
ELRC |
ELECTRO RENT CP |
200 |
500 |
|
EGLS |
ELECTROGLAS INC |
500 |
1000 |
|
ELEK |
ELEK-TEKINC |
500 |
1000 |
|
EWST |
ENERGY WEST INC |
200 |
500 |
|
ENNI |
ENERGYNORTHINC |
1000 |
500 |
|
ENEX |
ENEX RESOURCE CP |
1000 |
500 |
|
EASI |
ENGINEERED SUPPORT |
500 |
1000 |
|
EVTC |
ENVIR TECHS INC |
500 |
1000 |
|
EVTCW |
ENVIR TECHS INC WTS |
500 |
1000 |
|
ESCA |
ESCALADE INC |
500 |
1000 |
|
ECGC |
ESSEX COUNTY GAS CO |
200 |
500 |
|
EVSI |
EVANS SYSTEMS INC |
500 |
1000 |
|
EVGM |
EVERGREEN MEDIA CP A |
500 |
1000 |
|
XLTCW |
EXCEL TECH WTS B |
500 |
1000 |
|
F |
|||
|
FSCC |
F & C BANCSHARES INC |
1000 |
500 |
|
FMBK |
F&MBNCPINC |
200 |
500 |
|
FDPC |
FDPCP |
500 |
1000 |
|
FMCO |
FMS FINANCIALCP |
500 |
200 |
|
FAHNF |
FAHNESTOCKANV |
1000 |
500 |
|
FLOGE |
FALCON OIL GAS CO |
500 |
1000 |
|
FARL |
FARRELCP |
500 |
1000 |
|
TFSB |
FEDERAL SAV BK THE |
500 |
200 |
|
FSCR |
FEDERAL SCREW WORKS |
500 |
200 |
|
FSBI |
FIDELITY BANCORP INC |
500 |
1000 |
|
FIGI |
FIGGIEINTL CMN CL B |
500 |
1000 |
|
FBGIA |
FINL BENEFIT GP CL A |
500 |
1000 |
|
FIRE |
FINLINSTINSGPLTD |
500 |
200 |
|
FBNC |
FIRST BANCP TROY NC |
500 |
200 |
|
FBNKP |
FIRST BKS CUM PFDC |
200 |
500 |
|
FCTR |
FIRST CHARTER CP |
200 |
500 |
|
FCNCA |
FIRST CITIZENS CL A |
1000 |
500 |
|
FDEF |
FIRST FED SVGS LN OH |
1000 |
500 |
|
FFBC |
FIRST FINL BNCP (OH) |
500 |
1000 |
|
FFHS |
FIRST FRANKLIN CP |
500 |
200 |
|
FGHC |
FIRST GEORG HLDGS |
500 |
200 |
|
FFHP |
FIRST HARRISBURG BAN |
200 |
500 |
|
FLFC |
FIRST LIBERTY FTN |
1000 |
500 |
|
FMOR |
FIRST MTGECP |
1000 |
500 |
|
FMSB |
FIRST MUTUAL SAV BK |
500 |
200 |
|
FNGB |
FIRST NORTHERN SV BK |
1000 |
500 |
|
FOBBA |
FIRST OAK BROOK CL A |
200 |
500 |
|
SHEN |
FIRST SHENANGO BNCP |
500 |
1000 |
|
FUNC |
FIRST UNITED CORP |
200 |
500 |
|
FWBI |
FIRST WESTERN BNCP |
1000 |
500 |
|
FLSTP |
FLAGSTAR COS INC PFD |
500 |
1000 |
|
FAME |
FLAMEMASTER CP THE |
200 |
500 |
|
FOOT |
FOOTHILL INDEPENDENT |
1000 |
500 |
|
FORBP |
FORTUNE BNCP PFD A |
1000 |
500 |
|
FSBXW |
FRAMINGHAM SVG BK WT |
500 |
1000 |
|
FKFD |
FRANKFORDCPTHE |
200 |
500 |
|
FELE |
FRANKLIN ELEC INC |
500 |
1000 |
|
FRML |
FREYMILLER TRUCKING |
1000 |
500 |
|
FMDYW |
FUTUREMDA PUB ADR WT |
1000 |
500 |
|
G |
|||
|
GZEA |
G Z A GEOENVIRONMENT |
500 |
1000 |
|
GAMBY |
GAMBROABBADR |
1000 |
500 |
|
GBAN |
GATEWAY BANCORP INC |
200 |
500 |
|
GNCI |
GEN NUTRITION COS |
500 |
1000 |
|
GCOR |
GENCORINDSINC |
500 |
1000 |
|
GARI |
GENERAL ATLANTIC RES |
1000 |
500 |
|
GENIW |
GENETICS INSTIT WTS |
500 |
1000 |
|
GMBS |
GEORGE MASON BKSH |
200 |
500 |
|
BOTX |
GEORGIA BONDED FIBER |
200 |
500 |
|
GIGA |
GIGA TRONICS INC |
200 |
500 |
|
GBCI |
GLACIER BANCORP |
1000 |
500 |
|
GEMS |
GLENAYRE TECHS INC |
500 |
1000 |
|
CHIK |
GOLDEN POULTRY CO |
500 |
1000 |
|
GBTVK |
GRANITE BRDCS NON VO |
500 |
1000 |
|
GLBCW |
GREAT LAKES WTS 95 |
500 |
1000 |
|
GSOF |
GROUP I SOFTWARE INC |
200 |
500 |
|
GROV |
GROVE BANK |
500 |
1000 |
|
GYMB |
GYMBOREE CP (THE) |
500 |
1000 |
|
H |
|||
|
HHOT |
HH OIL TOOL CO INC |
500 |
200 |
|
HUBC |
HUBCOINC |
500 |
1000 |
|
HMHC |
HALLMARK HLTHCARE A |
500 |
1000 |
|
HBHC |
HANCOCK HLDG CO |
1000 |
500 |
|
HVFD |
HAVERFIELD CP |
200 |
500 |
|
HAVTA |
HAVERTY FURNITURE A |
500 |
200 |
|
HELX |
HELIX TECHNOLOGY CP |
500 |
1000 |
|
HIFS |
HINGHAMINSTI SAVING |
1000 |
500 |
|
HWCC |
HOLLYWOOD CASINO A |
500 |
1000 |
|
HOLO |
HOLOPAK TECHS INC |
500 |
1000 |
|
HFMD |
HOME FED CP |
500 |
1000 |
|
HTWN |
HOMETOWN BNCP INC |
200 |
500 |
|
HZWV |
HORIZON BNCP INC |
200 |
500 |
|
HOSP |
HOSPOSABLE PROD INC |
1000 |
500 |
|
HUNT |
HUNTCO INC CL-A |
500 |
1000 |
|
HYDEA |
HYDE ATHLETIC INDS A |
500 |
1000 |
|
HYDEB |
HYDE ATHLETIC INDS B |
500 |
1000 |
|
I |
|||
|
HVI |
IIVIINC |
500 |
1000 |
|
INTK |
INOTEKTECHCP |
500 |
1000 |
|
IPSCF |
IPSCOENC |
500 |
200 |
|
ISGTF |
ISGTECHINC |
1000 |
500 |
|
IVFAP |
IVFAMERINCPFD |
500 |
1000 |
|
IBSC |
IMAGE BUSINESS SYS |
200 |
500 |
|
IBCP |
MDEPBKCPMI |
1000 |
500 |
|
INDE |
INDEP TELEMEDIA GRP |
500 |
1000 |
|
IACI |
INDUSTRIAL ACOUSTICS |
500 |
200 |
|
IHIIW |
INDUSTRIAL HLDG WT A |
500 |
1000 |
|
IHEZ |
INDUSTRIAL HLDG WT B |
200 |
500 |
|
ISCX |
INDUSTRIAL SCI CORP |
500 |
1000 |
|
ISLS |
INTEL SURG LASERS |
500 |
1000 |
|
IPICZ |
INTERNEURON WTS B 95 |
500 |
1000 |
|
IPPIF |
INTERPROVIN PIPE SYS |
500 |
200 |
|
ICSI |
INTL CONTAINER SYS |
500 |
200 |
|
DIN |
INTL JENSEN INC |
500 |
1000 |
|
INBS |
IOWA NATL BNKSHRS CP |
200 |
500 |
|
IRWN |
IRWESf FIN CP |
500 |
1000 |
|
J |
|||
|
JGIN |
JG INDUSTRIES INC |
1000 |
500 |
|
JMARW |
JMARINDSINCWTS |
500 |
1000 |
|
MAYS |
JW MAYS INC |
500 |
200 |
|
JBIL |
JABIL CIRCUIT INC |
500 |
1000 |
|
JAYJQ |
JAY JACOBS INC |
500 |
1000 |
|
WILLA |
JOHN WILEY SONS CL A |
500 |
1000 |
|
JSBK |
JOHNSTOWN SAV BK |
500 |
1000 |
|
K |
|||
|
KTII |
KTRON INTL INC |
1000 |
500 |
|
KTEL |
K-TEL INTL INC |
200 |
500 |
|
KVLM |
KEVLIN CP |
500 |
1000 |
|
KEQU |
KEWAUNEE SCIENTIFIC |
200 |
500 |
|
KCLCW |
KINDERCARE LEARNG WT |
500 |
1000 |
|
KRGCF |
KINROSS GOLD CORP |
500 |
1000 |
|
KREG |
KOLL REAL EST CL A |
500 |
1000 |
|
L |
|||
|
lciip |
LCIINTLCONPFD |
500 |
1000 |
|
lch |
LCIINTLINC |
500 |
1000 |
|
LCSI |
LCSINDSINC |
500 |
1000 |
|
LXBK |
L S B BANCSHARES NC |
200 |
500 |
|
LVMHY |
LVMHMOETADR |
200 |
500 |
|
LCLD |
LACLEDE STEEL CO |
1000 |
500 |
|
LABK |
LAFAYETTE AMER BK&TR |
500 |
1000 |
|
LNCT |
LANCIT MEDIA PROD |
500 |
1000 |
|
LAUR |
LAUREL BANCORP INC |
500 |
200 |
|
LSSI |
LEASING SOLUTIONS |
500 |
1000 |
|
LEVL |
LEVEL ONE COMMUN INC |
500 |
1000 |
|
LIBT |
LIBERTY TECHS INC |
200 |
500 |
|
LDAKM |
LIDAKPHARMWTSB |
500 |
1000 |
|
LCUT |
LIFETIME HOANCP |
500 |
1000 |
|
LINB |
LIN BROADCASTING CP |
1000 |
500 |
|
LINN |
LINCOLN FOODSVC PROD |
500 |
1000 |
|
LNSB |
LINCOLN SAVINGS BANK |
500 |
1000 |
|
LIQB |
LIQUIBOXCP |
1000 |
500 |
|
LONDY |
LONDON INTL PLC ADR |
200 |
500 |
|
LEK |
LOWRANCE ELECTRONICS |
500 |
1000 |
|
LUFK |
LUFKININDS INC |
500 |
1000 |
|
M |
|||
|
MARC |
MARC INC |
500 |
1000 |
|
MFST |
MFSCOMMCOINC |
500 |
1000 |
|
MGPR |
MG PRODUCT INC |
500 |
1000 |
|
MRVC |
MR V COMMUN INC |
500 |
1000 |
|
MRVCW |
M R V COMMUN INC WTS |
500 |
1000 |
|
MSBB |
MSB BANCORP INC |
1000 |
500 |
|
MKTAY |
MAKITA CP SPONS ADR |
500 |
1000 |
|
MANA |
MANATRON INC |
500 |
1000 |
|
MANU |
MANUGISTICS GROUP |
500 |
1000 |
|
MASB |
MASSBANKCP |
1000 |
500 |
|
MAXC |
MAXCO INC |
500 |
1000 |
|
MFLR |
MAYFLOWER COOP BK |
200 |
500 |
|
MOIL |
MAYNARD OIL CO |
1000 |
500 |
|
MTTX |
MECHANICAL TECH INC |
200 |
500 |
|
MEGZ |
MEGAHERTZ CORP |
500 |
1000 |
|
MEGT |
MEGATEST CP |
200 |
500 |
|
MMTCY |
MEMTEC LTD ADR NEW |
500 |
200 |
|
MBVT |
MERCHANTS BANCSHARES |
200 |
500 |
|
METS |
MET COIL SYSTEMS CP |
1000 |
500 |
|
MFIN |
METRO FDSfL CP |
200 |
500 |
|
MFCB |
MICHIGAN FMLCP |
200 |
500 |
|
MCHP |
MICROCHIP TECH INC |
500 |
1000 |
|
MFIC |
MICROFLUIDICS INTL |
500 |
1000 |
|
MIAMP |
MID AM CUM CNV PFD A |
1000 |
500 |
|
MIDS |
MID SOUTH INS CO |
1000 |
500 |
|
MIDC |
MIDCONNBANK |
1000 |
500 |
|
MSEX |
MIDDLESEX WATER CO |
500 |
200 |
|
MILW |
MILWAUKEE INS GROUP |
200 |
500 |
|
MMAN |
MINUTEMAN INTL INC |
200 |
500 |
|
MVBI |
MISSISSIPPI VALLEY |
1000 |
500 |
|
MODT |
MODTECHINC |
500 |
1000 |
|
MDYN |
MOLECULAR DYNAMICS |
500 |
1000 |
|
MMDI |
MOMENTUM CP |
500 |
1000 |
|
MAHI |
MONARCH AVALON INC |
200 |
500 |
|
MORP |
MOORE PRODUCTS CO |
500 |
200 |
|
MOTR |
MOTOR CLUB OF AMER |
1000 |
500 |
|
MPFC |
MOUNTAIN PARKS FIN |
500 |
1000 |
|
LABL |
MULTI COLOR CP |
500 |
1000 |
|
N |
|||
|
NSAI |
N S A INTL INC |
500 |
1000 |
|
NSCC |
NSC CORPORATION |
500 |
1000 |
|
NSDB |
N S D BANCORP INC |
500 |
200 |
|
POPS |
NATL BEVERAGE CP |
500 |
1000 |
|
NBAK |
NATL BNCP OF ALASKA |
200 |
500 |
|
NCSIW |
NATL CONVENIEN WTS |
1000 |
500 |
|
NAIG |
NATL INSURANCE GP |
500 |
1000 |
|
NSSX |
NATL SANITARY SUPPLY |
200 |
500 |
|
TEAM |
NATL TECHTEAM INC |
500 |
1000, |
|
MGX |
NETWORK IMAGING CP |
'500 |
1000 |
|
JJVIGXW |
NETWORK IMAGING WTS |
500 |
1000 |
|
NWTH |
NETWORTH INC |
500 |
1000 |
|
NOBH |
NOBILITY HOMES INC |
200 |
500 |
|
NOLD |
NOLAND CO |
200 |
500 |
|
NRTI |
NOONEY REALTY TRUST |
200 |
500 |
|
NSTR |
NORTHSTAR HLTH SERV |
500 |
1000 |
|
NWTL |
NORTHWEST TELEPROD |
500 |
1000 |
|
FERTP |
NU WEST INDS PF A |
200 |
500 |
|
O |
|||
|
OESI |
O E S I POWER CP |
500 |
1000 |
|
OSFIF |
O S F INC |
1000 |
500 |
|
ORLY |
O'REILLY AUTOMOTIVE |
500 |
1000 |
|
OLCC |
OLYMPUS CAPITAL CP |
500 |
1000 |
|
OPTO |
OPTO MECHANIK INC |
200 |
500 |
|
ORTH |
ORTHOPEDIC TECH INC |
500 |
1000 |
|
OSBN |
OSBORN COMMUN CP |
200 |
500 |
|
P |
|||
|
PDKLZ |
P D K LABS WTS B 97 |
500 |
1000 |
|
PETM |
PET SMART INC |
500 |
1000 |
|
PFINA |
P F INDS INC A |
1000 |
500 |
|
PMRP |
P M R CP |
1000 |
500 |
|
PSUN |
PACIFIC SUNWEAR CAL |
200 |
500 |
|
PALM |
PALFED INC |
500 |
1000 |
|
PZZA |
PAPA JOHN'S INTL INC |
500 |
1000 |
|
PBFI |
PARIS BUSINESS FORMS |
200 |
500 |
|
PARC |
PARK COMMUN INC |
200 |
500 |
|
PATK |
PATRICK INDS INC |
500 |
1000 |
|
PMFG |
PEERLESS MFG CO |
1000 |
500 |
|
PTAC |
PENN TREATY AMER CP |
1000 |
500 |
|
PVIR |
PENN VIRGINIA CP |
1000 |
500 |
|
PFDC |
PEOPLES BANCORP |
200 |
500 |
|
PBCTP |
PEOPLES BK PFD (CT) |
500 |
1000 |
|
PFKY |
PEOPLES FIRST CP |
200 |
500 |
|
PENVF |
PHILIP ENVIRON INC |
1000 |
500 |
|
PNJI |
PHILLIPS & JACOBS |
500 |
1000 |
|
PCAM |
PHYSICIAN CP AMERICA |
500 |
1000 |
|
PICOA |
PHYSICIANS INS OH A |
500 |
1000 |
|
PMAN |
PIEDMONT MGMT CO INC |
1000 |
500 |
|
PIFI |
PIEMONTE FOODS INC |
200 |
500 |
|
SIGN |
PLASTI LINE INC |
1000 |
500 |
|
PLEN |
PLENUM PUBLISHING CP |
1000 |
500 |
|
POLK |
POLK AUDIO INC |
500 |
200 |
|
PREF |
PREFERRED ENTERTAIN |
500 |
1000 |
|
PBKC |
PREMIER BKSHS |
200 |
500 |
|
PRMA |
PRIMADONNA RESORTS |
500 |
1000 |
|
PNBC |
PRINCETON NATL BNCP |
500 |
200 |
|
PULS |
PULSE BANCORP INC |
500 |
1000 |
|
Q |
|||
|
QSYS |
QUAD SYSTEMS CP |
200 |
500 |
|
QDRMY |
QUADRUM SVC FINL ADR |
500 |
1000 |
|
RCORF |
QUALITY DINO ENTMT |
500 |
1000 |
|
QRSI |
QUICKRESPONSE SVCS |
500 |
1000 |
|
QUIP |
QUIPP INC |
500 |
200 |
|
R |
|||
|
RHNB |
RHNBCORP |
1000 |
500 |
|
RKSF |
R K S FINANCIAL GRP |
1000 |
500 |
|
RMPO |
RAMAPO FINANCIAL CP |
200 |
500 |
|
RARB |
RARITAN BANCORP INC |
500 |
200 |
|
RGEQ |
REGENCY EQUITIES CP |
500 |
1000 |
|
RESB |
RELIABLE FINL CP |
1000 |
500 |
|
ARBC |
REPUBLIC BANK CAL |
500 |
200 |
|
RSFC |
REPUBLIC SEC FIN CP |
500 |
1000 |
|
RESR |
RESEARCH INC |
200 |
500 |
|
RSND |
RESOUND CORP |
200 |
500 |
|
REXW |
REXWORKS INC |
500 |
1000 |
|
RFBC |
RIVER FOREST BNCP |
1000 |
500 |
|
ROBC |
ROBECINC |
500 |
1000 |
|
RCSBP |
ROCHESTER COM PFD B |
200 |
500 |
|
RFEDP |
ROOSEVELT FIN CV PFD |
1000 |
500 |
|
RBPAA |
ROYAL BANK PENN A |
1000 |
500 |
|
RULE |
RULE INDS INC |
500 |
1000 |
|
S |
|||
|
sku |
SKILTD |
500 |
1000 |
|
SFGD |
SAFEGUARD HEALTH ENT |
500 |
1000 |
|
SATC |
SATCON TECH CP |
500 |
1000 |
|
SPEI |
SAVOY PICT ENTERTNMT |
500 |
1000 |
|
STIZ |
SCIENTIFIC TECH INC |
500 |
1000 |
|
SCGN |
SCIGENICS INC CLLBLE |
500 |
1000 |
|
SCOT |
SCOTT AND STRINGFELL |
500 |
200 |
|
SFLD |
SEAFIELD CAPITAL CP |
500 |
1000 |
|
SEAM |
SEAMAN FURNITURE CO |
500 |
1000 |
|
FOTO |
SEATTLE FJLMWORKS |
500 |
1000 |
|
SEWY |
SEAWAY FOOD TOWN INC |
200 |
500 |
|
SECD |
SECOND BANCORP INC |
500 |
200 |
|
SFBM |
SECURITY BANCORP |
1000 |
500 |
|
SENV |
SECURITY ENVIR SYS |
500 |
1000 |
|
SFSL |
SECURITY FIRST CP |
200 |
500 |
|
SLFX |
SELFIX INC |
1000 |
500 |
|
SSBC |
SHELTON BNCP INC |
500 |
200 |
|
SLFC |
SHORELINE FIN CP |
200 |
500 |
|
SFNCA |
SIMMONS FIRST NATL A |
500 |
1000 |
|
SIMM |
SIMMONS OUTDOOR CP |
1000 |
500 |
|
FISH |
SMALL'S OILFIELD |
500 |
1000 |
|
FISHW |
SMALL'S OILFIELD WTS |
500 |
1000 |
|
SWPA |
SOUTHWEST NATL CP |
500 |
200 |
|
SWWC |
SOUTHWEST WATER CO |
500 |
1000 |
|
SPEK |
SPEC S MUSIC INC |
500 |
1000 |
|
SPZN |
SPEIZMAN INDS INC |
500 |
1000 |
|
STCI |
STATION CASINOS INC |
500 |
1000 |
|
STEK |
STECK-VAUGHN PUBLISH |
200 |
500 |
|
SBIB |
STERLING BCSHSTX |
1000 |
500 |
|
STRB |
STROBER ORGANIZATION |
500 |
1000 |
|
SUBBA |
SUBURBAN BANCORP A |
1000 |
500 |
|
SMMT |
SUMMIT BANCORP WA |
1000 |
500 |
|
SUBI |
SUN BANCORP INC |
200 |
500 |
|
RAYS |
SUNGLASS HUT INTL |
500 |
1000 |
|
SCON |
SUPERCONDUCTOR TECHS |
200 |
500 |
|
SGTI |
SURGICAL TECH INC |
500 |
1000 |
|
SWSH |
SWISHER INTL INC |
500 |
1000 |
|
T |
|||
|
TSINW |
TSICWTS 96 |
200 |
500 |
|
Tsn |
TSIINC |
500 |
1000 |
|
TSRI |
TSRINC |
500 |
1000 |
|
TECN |
TECHNALYSIS CP |
1000 |
500 |
|
TCOMB |
TELE COMMUN INC B |
1000 |
500 |
|
TLAB |
TELLABS INC |
500 |
1000 |
|
TGIS |
THOMAS GROUP INC |
200 |
500 |
|
TCSFY |
THOMSONCSFADR |
500 |
1000 |
|
TOMKY |
TOMKINS PLC ADR |
500 |
1000 |
|
TELU |
TOTAL-TEL USA COMMUN |
500 |
1000 |
|
TTRRW |
TRACORINCWTSA |
200 |
500 |
|
TWBC |
TRANSWORLD BNCP |
200 |
500 |
|
TRIP |
TRIANGLE PACIFIC CP |
500 |
1000 |
|
TCBK |
TRICO BANCSHARES |
500 |
200 |
|
TRCD |
TRICORD SYSTEMS INC |
200 |
500 |
|
TCNJ |
TRUST CO OF NJ |
500 |
1000 |
|
U |
|||
|
UNSL |
U N S L FIN CP |
500 |
200 |
|
USPC |
U S PAGING CP |
500 |
1000 |
|
ULTK |
ULTRAKINC |
500 |
1000 |
|
UNDF |
UNEFLEXINC |
500 |
1000 |
|
UNFR |
UNIFORCE TEMP PERSNL |
500 |
1000 |
|
UBSC |
UNION BKSHS LTD |
1000 |
500 |
|
UCFC |
UNITED COS FINL CORP |
500 |
1000 |
|
UNSA |
UNITED FIN CP S C |
500 |
1000 |
|
UFCS |
UNITED FIRE CASUALTY |
200 |
500 |
|
UNBJ |
UNITED NATL BNCP |
500 |
200 |
|
UBMT |
UNITED SAV BK F A MT |
500 |
1000 |
|
UTVI |
UNITED TELEVISION |
500 |
1000 |
|
V |
|||
|
VSBC |
VSBBNCPINC |
500 |
1000 |
|
VENT |
VENTURIANCP |
500 |
200 |
|
VRSA |
VERSA TECH INC |
1000 |
500 |
|
VICL |
VICALINC |
500 |
1000 |
|
VIDE |
VIDEO DISPLAY CP |
1000 |
500 |
|
VOLT |
VOLT INFO SCIENCES |
1000 |
500 |
|
W |
|||
|
WRTE |
WRTENERGYCP |
500 |
1000 |
|
WSMP |
WSMPINC |
200 |
500 |
|
WATS |
WATSON PHARM INC |
500 |
1000 |
|
WAVR |
WAVERLYINC |
500 |
1000 |
|
WELL |
WELLCARE MGMT GRP |
500 |
1000 |
|
WELS |
WELLSTEADINDS INC |
1000 |
500 |
|
WSBC |
WESBANCOINC |
500 |
1000 |
|
WBAN |
WEST COAST BNCP (FL) |
200 |
500 |
|
WMBS |
WEST MASS BANKSHARES |
500 |
200 |
|
WSBK |
WESTERN BANK OREGON |
500 |
1000 |
|
WWTR |
WESTERN WATER CO |
500 |
1000 |
|
WCLX |
WISCONSIN CENTRAL |
500 |
1000 |
|
wan |
WORKINGMENS CAP HLDG |
500 |
200 |
|
X |
|||
|
XPLR |
XPLORCP |
200 |
500 |
|
Y |
|||
|
YSCO |
YES CLOTHING CO |
500 |
1000 |
|
Z |
|||
|
ZSEV |
Z SEVEN FUND INC THE |
200 |
500 |
|
ZALEW |
ZALECPWTSA |
1000 |
500 |
|
ZING |
ZING TECHS INC |
1000 |
500 |
|
ZOLL |
ZOLL MEDICAL CP |
500 |
1000 |
|
ZOLT |
ZOLTEKCOSINC |
500 |
1000 |