Quarterly Checklist of Notices to Members
TO: All NASD Members and Other Interested Persons
Following is a list of NASD Notices to Members issued during the fourth quarter of 1984. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.
|
Notice Number |
Date |
Topic |
|
84-52 |
October 5, 1984 |
Next NASDAQ/NMS Phase-In Scheduled for October 16 |
|
84-53 |
October 9, 1984 |
Request for Comments on Proposed Amendment to Appendix F Concerning Suitability Requirements for Freely Tradeable Partnership Units |
|
84-54 |
October 9, 1984 |
Quarterly Checklist of Notices to Members |
|
84-55 |
October 15, 1984 |
Implementation of NASDAQ Equity Audit Trail |
|
84-56 |
October 19, 1984 |
Three Securities Mandated to Join NASDAQ/NMS on November 13, 1984 |
|
84-57 |
October 23, 1984 |
Federal Reserve Board Acts to Grant Immediate Margin Status To AU NASDAQ/NMS Issues |
|
84-58 |
October 23, 1984 |
Thanksgiving Day: Trade Date - Settlement Date Schedule |
|
84-59 |
November 7, 1984 |
National Market System Grows to 1,142 Securities With 40 Voluntary Additions on November 20 |
|
84-60 |
November 7, 1984 |
1985 Schedule of Holidays |
|
84-61 |
November 14, 1984 |
PLATO Learning Centers to Close Thanksgiving Week/Change in Calculator Policy During All Testing Sessions |
|
84-62 |
November 14, 1984 |
Effect of the Tax Reform Act of 1984 and Amendments to Various NASD and SEC Rules on NASD Qualification Examinations |
|
84-63 |
November 22, 1984 |
Small Order Execution System (SOES) |
|
84-64 |
November 26, 1984 |
Securities and Exchange Commission Interpretation of Application of Rule 15c2-4 to Direct Participation Program Offerings |
|
84-65 |
December 7, 1984 |
Christmas Day - New Year's Day: Trade Date-Settlement Date Schedule |
|
84-66 |
December 7, 1984 |
SIPC Trustee Appointed For Vantage Securities of Colorado, Inc., Englewood, Colorado |
|
84-67 |
December 10, 1984 |
NASDAQ National Market System Grows to 1,185 Securities With 50 Voluntary Additions on December 18, 1984 |
|
84-68 |
December 17, 1984 |
Amendments to the Uniform Practice Code to Provide for a Liability Notice Procedure and a Liability Notice Form |
|
84-69 |
December 18, 1984 |
Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands |
|
84-70 |
December 20, 1984 |
25 Stocks Added to the Small Order Execution System (SOES) |
|
84-71 |
December 26, 1984 |
SEC Rule 15c2-2 Fully Effective |
|
84-72 |
December 28, 1984 |
Expansion of NASDAQ National Market System |
|
84-73 |
December 28, 1984 |
Proposed Amendment to the Uniform Practice Code to Require Prompt Settlement of Syndicate Accounts |
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