Notice To Members 85-23

Quarterly Checklist of Notices to Members

Published Date:

April 10, 1985

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the first quarter of 1985. Requests for copies of any notice should be accompanied by a self-addressed mailing label and should be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number	Date	Topic
85-1	January 8, 1985	Martin Luther King, Jr.'s Day: Trade Date-Settlement Schedule
85-2	January 8, 1985	NASDAQ National Market System Grows to 1,276 Securities With 100 Voluntary Additions on January 22, 1985
85-3	January 14, 1985	Membership Vote on Proposed Amendments to Association's By-La ws and Solicitation of Comments on Proposed Amendments to the Code of Procedure
85-4	January 16, 1985	Quarterly Checklist of Notices to Members
85-5	January 18, 1985	Follow-up to NASD Notice to Members 84-48 Dealing With Concessions Receivable and Related Commissions Payable
85-6	January 18, 1985	Amendment to Corporate Financing Filing Requirements Effective March 1, 1985
85-7	January 22, 1985	Changes to Georgia Blue Sky Registration Requirements for NASDAQ Companies
85-8	January 23, 1985	NASDAQ National Market System Grows to 1,378 Securities With 100 Voluntary Additions on February 5, 1985 and Four Mandatory Inclusions on February 12, 1985
85-9	January 30, 1985	Holiday Settlement Schedule-February, 1985
85-10	February 7, 1985	NASDAQ National Market System Grows to 1,472 Securities With 100 Voluntary Additions on February 19, 1985
85-11	February 7, 1985	Expansion of the Small Order Execution System (SOES)
85-12	February 15, 1985	Fiduciary Obligations of Members When Handling Customer Limit Orders
85-13	February 21, 1985	NASDAQ National Market System Grows to 1,569 Securities With 100 Voluntary Additions on March 5, 1985
85-14	February 21, 1985	SIPC Trustee Appointed Brentwood Securities, Inc. 11487 Wilshire Boulevard, 3rd Floor Los Angeles, California 90025
85-15	February 28, 1985	Questionnaire Concerning An Information Service for Direct Participation Program Securities
85-16	March 7, 1985	NASDAQ National Market System Grows to 1,666 Securities With 100 Voluntary Additions on March 19, 1985
85-16	March 11, 1985	Holiday Settlement Schedule
85-17	March 15, 1985	Request for Comments on Proposed Amendment to Appendix F Concerning Sales Incentives for Direct Participation Programs
85-18	March 15, 1985	Proposed Amendment to Article III, Section 33 of the Rules of Fair Practice - "Options"
85-19	March 21, 1985	NASDAQ National Market System Grows to 1,766 Securities With 100 Voluntary Additions on April 2, 1985
85-20	March 28, 1985	Request for Comment on Proposed Corporate Governance Requirements for NASDAQ National Market System Companies
85-21	March 29, 1985	Request for Comment on Proposed Rule on Private Securities Transactions

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