Notice To Members 84-14

Southeast Securities of Florida, Inc. Five Marineview Plaza, Suite 106 Hoboken, New Jersey 07030

Published Date:

TO: All NASD Members

ATTN: Operations Officer, Cashier, Fail-Control Department

On February 13, 1984, the United States District Court for the District of New Jersey appointed a SIPC Trustee for the above captioned firm. Previously, a temporary receiver had been appointed for the firm on January 31, 1984.

Members may use the "immediate close-out" procedures as provided in Section 59(1) of the NASD's Uniform Practice Code to close-out open OTC contracts. Also, MSRB Rule G-12(h)(iv) provides that members may use the above procedures to close-out transactions in municipal securities.

Questions regarding the firm should be directed to:

SIPC Trustee

David J. Sheehan, Esquire
Crummy, Del Deo, Dolan & Purcell
Gateway 1
Newark, New Jersey 07102
Telephone: (201) 622-2235