Notice To Members 84-12

Quarterly Checklist of Notices to Members

Published Date:

February 08, 1984

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the second quarter of 1983. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006.

Notice Number	Date	Topic
83-52	October 6, 1983	Group Surety Bond Buying Program
83-53	October 18, 1983	Quarterly Checklist of Notices to Members
83-54	October 18, 1983	16 Securities Mandated to Join NMS on November 8, 1983
83-55	October 20, 1983	Amendments to Association By-Laws
83-56	October 25, 1983	Fidelity Bonds - Definition of "Employee"; Expiration of Grace Period
83-57	October 26, 1983	Trade Date - Settlement Date Schedule for Election Day and Veterans Day
83-58	October 27, 1983	SEC Rule Change Relating to Foreign Securities in NASDAQ
83-59	October 27, 1983	Pilot Ends - Expansion of ITS/CAES Linkage - Open to All Rule 19c-3 Securities - AT&T Divestiture
83-60	November 4, 1983	National Market System to Expand to 635 Issues November 22
83-61	November 4, 1983	Holiday Schedule for Remainder of 1983
83-62	November 18, 1983	American Telephone and Telegraph Company (AT&T) Divestiture (sent only to firms that conduct a general securities or municipal securities business for which the NASD is the designated examining authority pursuant to SEC Rule 17d-1)
83-63	November 22, 1983	1984 Schedule of Holidays
83-64	November 22, 1983	Implementation of the Revised Direct Participation Programs Principal Examination (Series 39)
83-65	November 22, 1983	Due Diligence and Certification Requirements with Respect to Taxpayer Identification Numbers and Backup Withholding
83-66	November 30, 1983	51 Securities to Voluntarily Join NMS on Tuesday, December 20
83-67	December 8, 1983	Proposed Amendments to the Corporate Financing Rule; Proposed Amendments to Section 26 of the Rules of Fair Practice
83-68	December 12, 1983	Amendments to the Free-Riding and Withholding Interpretation
83-69	December 16, 1983	Amendments to the Uniform Practice Code to Extend Applicability of the Code to Secondary Market Transactions in Unit Investment Trust Securities
83-70	December 16, 1983	Automatic Money Market Fund Redemptions
83-71	December 20, 1983	SIPC Trustee Appointed for Hanover Square Securities Group Inc., New York, N. Y.
83-72	December 20, 1983	Request for Comments on Proposed Amendment to Schedule C to the By-Laws
83-73	December 28, 1983	SEC Adopts Rule 15c-2 Governing Binding Arbitration Clauses in Customer Agreements
83-74	December 30, 1983	Mail Vote - Proposed Amendments to Article III, Section 19 of the Rules of Fair Practice, "Customers' Securities or Funds"

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