As an AMC GME APE I demand market transparency! Same day reporting is doable with the technology. End PFOF and Ban Dark Pools! Citadel Securities Scandal CEO Ken Griffin should be arrested immediately ORTEX should be releasing information to the public for free Enforce the rules that you already have in order SEC Rule 304(a) (4): Suspension, Limitation, or Revocation to the Exchange Link to rule on SEC website: https://www.sec.gov/rules/ final/2018/34-83663.pdf . This rule allows the SEC to effectively BAN, HALT, LIMIT, RESTRICT or REVOKE access entirely to any alternative trading systems (ATS) and/or Dark Pools that connect to the Exchange. The SEC can fully enforce this rule at ANY TIME for a period of up to 12 months if deemed beneficial to retail investors. The rule also states the procedures to carry out said rule are already in place. ⚫ DATE PASSED: October 9th, 2018 (effective 60 days thereafter) Self Reporting is total [REDACTED] Stop with the [REDACTED] fines the FINES Should Equal The Crime NO LESS
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Anonymous Comment On Regulatory Notice 22-14
As an AMC GME APE I demand market transparency! Same day reporting is doable with the technology. End PFOF and Ban Dark Pools! Citadel Securities Scandal CEO Ken Griffin should be arrested immediately ORTEX should be releasing information to the public for free Enforce the rules that you already have in order SEC Rule 304(a) (4): Suspension, Limitation, or Revocation to the Exchange Link to rule on SEC website: https://www.sec.gov/rules/ final/2018/34-83663.pdf . This rule allows the SEC to effectively BAN, HALT, LIMIT, RESTRICT or REVOKE access entirely to any alternative trading systems (ATS) and/or Dark Pools that connect to the Exchange. The SEC can fully enforce this rule at ANY TIME for a period of up to 12 months if deemed beneficial to retail investors. The rule also states the procedures to carry out said rule are already in place. ⚫ DATE PASSED: October 9th, 2018 (effective 60 days thereafter) Self Reporting is total [REDACTED] Stop with the [REDACTED] fines the FINES Should Equal The Crime NO LESS