Yoshitaka Tatsumi Comment On Regulatory Notice 22-08
Yoshitaka Tatsumi
N/A
I oppose restrictions on my rights to invest due to the following reason. As an investor, I am entitled to make my own decisions to invest in a broad range of public securities designated as complex products by FINRA. It is up to the investors, not up to the government to decide if investing is necessary. The investors should have full access to their rights and responsibility regarding this matter.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Yoshitaka Tatsumi Comment On Regulatory Notice 22-08
I oppose restrictions on my rights to invest due to the following reason. As an investor, I am entitled to make my own decisions to invest in a broad range of public securities designated as complex products by FINRA. It is up to the investors, not up to the government to decide if investing is necessary. The investors should have full access to their rights and responsibility regarding this matter.