William Trigleth Comment On Regulatory Notice 22-08
William Trigleth
N/A
Dear FINRA Regulators,
I wish to weigh in on the deliberations regarding leveraged ETFs and complex products. As a retail investor who is managing my own portfolio, these products provide significant flexibility and opportunity to appropriately manage both reward risk related to market volatility. Additionally, when constructing a portfolio or adjusting it based on economic assumptions and project market responses, leveraged products allow one to commit less cash when establishing a position based on these directional assumptions. Experienced retail investors do not need your oversight, or your restrictions in accessing these important tools. Retail investors are already disadvantaged enough without you carving out the very same tools professional asset managers are using to gain advantage over the small investor. Please ignore the self serving proponents of this proposed restriction offered insincerely under the pretense of protecting retail investors from themselves!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
William Trigleth Comment On Regulatory Notice 22-08
Dear FINRA Regulators,
I wish to weigh in on the deliberations regarding leveraged ETFs and complex products. As a retail investor who is managing my own portfolio, these products provide significant flexibility and opportunity to appropriately manage both reward risk related to market volatility. Additionally, when constructing a portfolio or adjusting it based on economic assumptions and project market responses, leveraged products allow one to commit less cash when establishing a position based on these directional assumptions. Experienced retail investors do not need your oversight, or your restrictions in accessing these important tools. Retail investors are already disadvantaged enough without you carving out the very same tools professional asset managers are using to gain advantage over the small investor. Please ignore the self serving proponents of this proposed restriction offered insincerely under the pretense of protecting retail investors from themselves!