Investors are responsible for their own investments. Regulators are responsible for preventing fraudulent offerings, not for protecting investors from investor's choices and decisions. The proposed regulation appears to be in favor of regulator's supporters to the detriment of the general public.
William Holmes Comment On Regulatory Notice 22-08
Investors are responsible for their own investments. Regulators are responsible for preventing fraudulent offerings, not for protecting investors from investor's choices and decisions. The proposed regulation appears to be in favor of regulator's supporters to the detriment of the general public.