I absolutely oppose any attempt to restrict my rights to invest. We live in a system of capitalism. I have all rights to determine how my hard earned money is invested. Regulators have no right to attempt to restrict individual investors from investment opportunities. Leveraged funds are a small part of my portfolio, but I have the rights to choose how and when I will invest in them.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
William Grant Comment On Regulatory Notice 22-08
To whom it may concern:
I absolutely oppose any attempt to restrict my rights to invest. We live in a system of capitalism. I have all rights to determine how my hard earned money is invested. Regulators have no right to attempt to restrict individual investors from investment opportunities. Leveraged funds are a small part of my portfolio, but I have the rights to choose how and when I will invest in them.