William Gerecke Comment On Regulatory Notice 22-08
William Gerecke
N/A
If you think an investment vehicle is dangerous then restrict the vehicle for ALL, not a class of investors YOU think is not sophisticated enough to understand the vehicle. I use leveraged funds to hedge other investments. What gives you the right to take that away? You perhaps have too much power and Congress needs to investigate your practices. Perhaps one watchdog was a bad idea. If FINRA proceeds on this path I will will actively support any action political to investigate and prosecute other dubious actions by FINARA [REDACTED]
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
William Gerecke Comment On Regulatory Notice 22-08
If you think an investment vehicle is dangerous then restrict the vehicle for ALL, not a class of investors YOU think is not sophisticated enough to understand the vehicle. I use leveraged funds to hedge other investments. What gives you the right to take that away? You perhaps have too much power and Congress needs to investigate your practices. Perhaps one watchdog was a bad idea. If FINRA proceeds on this path I will will actively support any action political to investigate and prosecute other dubious actions by FINARA [REDACTED]