Wayne Smith Comment On Regulatory Notice 22-08 Wayne Smith N/A FINRA under the disguise of protecting the public only seeks to protect the professional traders who always take the opposite side of the public trades. Please do not take these tools from us.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Wayne Smith Comment On Regulatory Notice 22-08
FINRA under the disguise of protecting the public only seeks to protect the professional traders who always take the opposite side of the public trades. Please do not take these tools from us.