I oppose restrictions on my right to invest in public investments. It would be unfair to limit that ability to just the privileged. Public investments should be available to everyone. There should be no requirement to pass a test before being able to buy public funds. It is my obligation to myself to understand the risks involved in leveraged ETFs. Investing in leveraged index funds over the last four years has allowed me to retire and continue to generate a substantial income. These proposed regulations of public funds is unamerican. It is the responsibility of the individual investor to assume the risk of loss from his/her investment choices.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Wayne Leeves Comment On Regulatory Notice 22-08
I oppose restrictions on my right to invest in public investments. It would be unfair to limit that ability to just the privileged. Public investments should be available to everyone. There should be no requirement to pass a test before being able to buy public funds. It is my obligation to myself to understand the risks involved in leveraged ETFs. Investing in leveraged index funds over the last four years has allowed me to retire and continue to generate a substantial income. These proposed regulations of public funds is unamerican. It is the responsibility of the individual investor to assume the risk of loss from his/her investment choices.