I, as an investor should be able to decide where i invest my money so long as the investment is legal, without a regulatory authority deciding if Im competent enough, intelligent enough, and wealthy enough to invest in a certain investment. How hypocritical is it that i can take my entire savings to Vegas and put it on red or black at a roulette table without any oversight from a regulatory authority, but i wouldn't be able buy an ETF that is based on Bitcoin Futures? It really does smell rightlike protecting investors is not the primary concern in passing this proposed regulation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Warren Wright Comment On Regulatory Notice 22-08
I, as an investor should be able to decide where i invest my money so long as the investment is legal, without a regulatory authority deciding if Im competent enough, intelligent enough, and wealthy enough to invest in a certain investment. How hypocritical is it that i can take my entire savings to Vegas and put it on red or black at a roulette table without any oversight from a regulatory authority, but i wouldn't be able buy an ETF that is based on Bitcoin Futures? It really does smell rightlike protecting investors is not the primary concern in passing this proposed regulation.