This is an unconscionable infringement on my rights as a free person and an unwarranted and irresponsible interference in the marketplace. Learning to manage risk is the first lesson learned by an investor. Those techniques are just as effective for 'complex' trades as for 'non-complex' trades. This is an attempt to create a distinction where there is no significant difference. Net worth is an irrelevant factor when it comes to risk management. This is clearly only the opening move in your plan to control the entire equity market. This is an unacceptable government overreach.
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Warren Funk Comment On Regulatory Notice 22-08
This is an unconscionable infringement on my rights as a free person and an unwarranted and irresponsible interference in the marketplace. Learning to manage risk is the first lesson learned by an investor. Those techniques are just as effective for 'complex' trades as for 'non-complex' trades. This is an attempt to create a distinction where there is no significant difference. Net worth is an irrelevant factor when it comes to risk management. This is clearly only the opening move in your plan to control the entire equity market. This is an unacceptable government overreach.