Excuse me? Who do you think you are to take away my right to choose the types of securities I invest in? What this regulation is about to exclude the public from promising investment opportunities and limit those only to the privileged. Kudos to all of you regulators for continuing to increase the wealth gap in U.S. America's downfall owes thanks to you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Walice Watson Comment On Regulatory Notice 22-08
Excuse me? Who do you think you are to take away my right to choose the types of securities I invest in? What this regulation is about to exclude the public from promising investment opportunities and limit those only to the privileged. Kudos to all of you regulators for continuing to increase the wealth gap in U.S. America's downfall owes thanks to you.