At 95 I never thought I'd be restricted as an individual investor from inventing in public securities, or have to justify and explain before investing.
Maybe I have lived too long to still be involved in public investments. That same problem seems to be applying in several areas of my life but this is a surprise it is even being considered.
Think about how you may want to be restricted as you age.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Virgle Deal Comment On Regulatory Notice 22-08
At 95 I never thought I'd be restricted as an individual investor from inventing in public securities, or have to justify and explain before investing.
Maybe I have lived too long to still be involved in public investments. That same problem seems to be applying in several areas of my life but this is a surprise it is even being considered.
Think about how you may want to be restricted as you age.