Vincent Butcher Comment On Regulatory Notice 22-08
vincent butcher
N/A
I understand the risks involved in leveraged investments and I am fully capable of using such instruments in my portfolio to increase the diversity and return of my accounts. All investments carry risks and I have used leveraged funds for over ten years. I should not be required to take any tests or special processes as I feel comfortable and accomplished that my experience and portfolio demonstrate a clear understanding of all risks. Leveraged funds are an integral part of my portfolio that I rely on to increase my return. It is my hope that no restrictions are placed on me or my ability to trade leveraged funds in my portfolio.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Vincent Butcher Comment On Regulatory Notice 22-08
I understand the risks involved in leveraged investments and I am fully capable of using such instruments in my portfolio to increase the diversity and return of my accounts. All investments carry risks and I have used leveraged funds for over ten years. I should not be required to take any tests or special processes as I feel comfortable and accomplished that my experience and portfolio demonstrate a clear understanding of all risks. Leveraged funds are an integral part of my portfolio that I rely on to increase my return. It is my hope that no restrictions are placed on me or my ability to trade leveraged funds in my portfolio.