Victor Thkifati Comment On Regulatory Notice 22-08
Victor Thkifati
N/A
I am writing to comment on the proposed changes to leverage and inverse funds. Please be advised that, myself along with many of my friends, family, and colleagues have invested through these vehicles for the last decade that they have been available. Everyone I know reads the prospectus, understands the strategies used to achieve the result, and are familiar with and accept the risks associated. I strongly feel these investment options should be open to the public and are an important part of constructing a portfolio for retail investors. They are tools and all investors should have access to these tools.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Victor Thkifati Comment On Regulatory Notice 22-08
I am writing to comment on the proposed changes to leverage and inverse funds. Please be advised that, myself along with many of my friends, family, and colleagues have invested through these vehicles for the last decade that they have been available. Everyone I know reads the prospectus, understands the strategies used to achieve the result, and are familiar with and accept the risks associated. I strongly feel these investment options should be open to the public and are an important part of constructing a portfolio for retail investors. They are tools and all investors should have access to these tools.