I strongly object to FINRA proposing obstacles to investing in inverse leveraged funds. There is absolutely no intellectual qualification for high net worth investors in complex funds today. Removing investment options for less wealthy but already self-educated investors is just a means to rig markets so that only the wealthy (and often under-educated) can profit from downturns in the market. This is unconscionable. Stop this. Wealth should not be the filter for investment options.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Vera Plechash Comment On Regulatory Notice 22-08
I strongly object to FINRA proposing obstacles to investing in inverse leveraged funds. There is absolutely no intellectual qualification for high net worth investors in complex funds today. Removing investment options for less wealthy but already self-educated investors is just a means to rig markets so that only the wealthy (and often under-educated) can profit from downturns in the market. This is unconscionable. Stop this. Wealth should not be the filter for investment options.