I support this. FINRA's below requirements are reasonable in the given format: Pass a regulator-imposed test of your specialized investment knowledge Demonstrate a high net worth Get special approval from your broker Attest to reading certain materials Go through cooling off periods during which you cant invest
V Sabniveesu Comment On Regulatory Notice 22-08
I support this. FINRA's below requirements are reasonable in the given format: Pass a regulator-imposed test of your specialized investment knowledge Demonstrate a high net worth Get special approval from your broker Attest to reading certain materials Go through cooling off periods during which you cant invest