Tristan DeVries Comment On Regulatory Notice 22-08
Tristan DeVries
N/A
The regulatory action being considered to limit investment in leveraged and inverse funds is an overreach of regulator responsibility. Investing in any publicly traded security carries inherent risk. Every brokerage account already warns of the risk of loss. Additional measures are not required to convey those risks to the investor.
Tristan DeVries Comment On Regulatory Notice 22-08
The regulatory action being considered to limit investment in leveraged and inverse funds is an overreach of regulator responsibility. Investing in any publicly traded security carries inherent risk. Every brokerage account already warns of the risk of loss. Additional measures are not required to convey those risks to the investor.