I am opposed to new restrictions on who can invest in complex assets such as leveraged or inverse funds, among others. If FINRA is concerned about protecting retail investors, they should just require full and clear disclosure on all financial products and punish anyone who misrepresents them or coerces anyone into using them against their own best interest.
We are all adults here and can make our own decisions about our own money and what our own risk tolerance is.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Trevor Moore Comment On Regulatory Notice 22-08
I am opposed to new restrictions on who can invest in complex assets such as leveraged or inverse funds, among others. If FINRA is concerned about protecting retail investors, they should just require full and clear disclosure on all financial products and punish anyone who misrepresents them or coerces anyone into using them against their own best interest.
We are all adults here and can make our own decisions about our own money and what our own risk tolerance is.