I have my rights to choose what investment I want to make, whether I have $10 or $10 millions dollars to spare. It should be available to all, not just the privileged. I understand the leveraged and inverse funds and their risks because I do research on them before making the investment. I don't want to take and pass a test to invest in anything. My money, my problem!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Trai Le Comment On Regulatory Notice 22-08
I have my rights to choose what investment I want to make, whether I have $10 or $10 millions dollars to spare. It should be available to all, not just the privileged. I understand the leveraged and inverse funds and their risks because I do research on them before making the investment. I don't want to take and pass a test to invest in anything. My money, my problem!