Tracy Ditchfield Comment On Regulatory Notice 22-08
Tracy Ditchfield
N/A
It has come to my attention that FINRA is considering further regulating certain leveraged and inverse ETF funds by placing additional requirements on who may trade them. As someone who has traded in stocks, bonds, mutual funds and ETFs for nearly 30 years for my own portfolio and 3 years as a Series 6 and 63 Registered Representative, I oppose such a restrictive move as a dangerous overreach by this governing body. I engage in using these types of funds regularly as part of my investment portfolio, and will continue to oppose this move. Thank you for your time and consideration.
Tracy Ditchfield Comment On Regulatory Notice 22-08
It has come to my attention that FINRA is considering further regulating certain leveraged and inverse ETF funds by placing additional requirements on who may trade them. As someone who has traded in stocks, bonds, mutual funds and ETFs for nearly 30 years for my own portfolio and 3 years as a Series 6 and 63 Registered Representative, I oppose such a restrictive move as a dangerous overreach by this governing body. I engage in using these types of funds regularly as part of my investment portfolio, and will continue to oppose this move. Thank you for your time and consideration.