Leveraged and inverse funds are important to my investment strategies to help clients hedge risks and take advantage of opportunities. Many clients expect us to use leverage and inverse funds to protect investments and/or seek enhanced returns. I use them on a limited basis only with certain clients that agree or may request to use them as part of their overall portfolio. Thanks, Tony
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tony Gomes Comment On Regulatory Notice 22-08
Leveraged and inverse funds are important to my investment strategies to help clients hedge risks and take advantage of opportunities. Many clients expect us to use leverage and inverse funds to protect investments and/or seek enhanced returns. I use them on a limited basis only with certain clients that agree or may request to use them as part of their overall portfolio. Thanks, Tony