This is so much of another government over reach. My money is my investment. Any way I chose to invest it. This proposed bill is just about as unconstitutional as it gets! There are many ways to lose money on investments: penny stocks, SPAC's, the general stock market alone, shady brokers/financial advisors running ponzi schemes, and many more ways. Are you going to start putting sanctions or restrictions on every shady investment? I do the research for my investments or talk with a legitimate advisor. I believe most investors do this too. This bill is going to ruin individual investing! Again your focus is strictly on appeasing the large investment house and stomping on the small individual investor.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tom Mahaney Comment On Regulatory Notice 22-08
This is so much of another government over reach. My money is my investment. Any way I chose to invest it. This proposed bill is just about as unconstitutional as it gets! There are many ways to lose money on investments: penny stocks, SPAC's, the general stock market alone, shady brokers/financial advisors running ponzi schemes, and many more ways. Are you going to start putting sanctions or restrictions on every shady investment? I do the research for my investments or talk with a legitimate advisor. I believe most investors do this too. This bill is going to ruin individual investing! Again your focus is strictly on appeasing the large investment house and stomping on the small individual investor.