I use leveraged funds as part of my overall strategy for investing. While they only make up a small portion if my investments, I think they are an important tool in achieving my goals. I should be able to purchase these freely without needing to go through special processes. I understand not only the risks associated with these types of investments, but also the rewards. We do not need regulators gatekeeping these leveraged or inverse funds. This is my money and I should be able to invest it as I see fit.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tom Armour Comment On Regulatory Notice 22-08
I use leveraged funds as part of my overall strategy for investing. While they only make up a small portion if my investments, I think they are an important tool in achieving my goals. I should be able to purchase these freely without needing to go through special processes. I understand not only the risks associated with these types of investments, but also the rewards. We do not need regulators gatekeeping these leveraged or inverse funds. This is my money and I should be able to invest it as I see fit.