I oppose the restrictions on the public to invest in leveraged and inverse funds. I believe every type of investment was created to meet some need of the public, and they should be made available to everyone. Losing free access to financial tools such as leveraged and inverse funds will shut more doors to the poor and make the rich richer. As long as people are able to get disclosures about the risks of leveraged and inverse funds, it is their own responsiblity to decide what to do with them, we don't need regulators to set threshold of investment for us because there are already many such thresholds in the stock market today.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Ting Yang Comment On Regulatory Notice 22-08
I oppose the restrictions on the public to invest in leveraged and inverse funds. I believe every type of investment was created to meet some need of the public, and they should be made available to everyone. Losing free access to financial tools such as leveraged and inverse funds will shut more doors to the poor and make the rich richer. As long as people are able to get disclosures about the risks of leveraged and inverse funds, it is their own responsiblity to decide what to do with them, we don't need regulators to set threshold of investment for us because there are already many such thresholds in the stock market today.