I strongly support my right to determine my investment objectives and to invest a portion of my assets in leveraged and inverse funds as a means to attain those objectives. The government has no legitimate role in limiting my investment choices. Please do not support any legislative or regulatory efforts to further restrict leveraged and inverse funds as an investment medium available to individual investors.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Timothy Golick Comment On Regulatory Notice 22-08
I strongly support my right to determine my investment objectives and to invest a portion of my assets in leveraged and inverse funds as a means to attain those objectives. The government has no legitimate role in limiting my investment choices. Please do not support any legislative or regulatory efforts to further restrict leveraged and inverse funds as an investment medium available to individual investors.