I use leveraged and non-traditional investments to diversify and take measured risks in my portfolio. Individual investors are only risking their own funds. Individual investors have never posed a structural risk to the economy. No broker is pushing non-traditional or leveraged investments onto their customers, so the only people using them are those that have made the decision of their own will.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tim McGaughey Comment On Regulatory Notice 22-08
I use leveraged and non-traditional investments to diversify and take measured risks in my portfolio. Individual investors are only risking their own funds. Individual investors have never posed a structural risk to the economy. No broker is pushing non-traditional or leveraged investments onto their customers, so the only people using them are those that have made the decision of their own will.