As a daily active equity trader, I should be able to choose the public investments that are right for me and my family. I believe public investments should be available to all of the public, not just the privileged.
As long as I can read the disclosures specifically from such investment vehicles, I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am fully capable of understanding leveraged and inverse funds and their risks. People should take responsibility for their own action, like I am taking full responsibility for my own decision/choice related to my investment/trading.
Leveraged and inverse funds are important to my investment/ trading strategies. Not only they help me protect (hedge) my investments but also help me enhance the investment returns. When using it appropriately and as they were intended, these leveraged/inverse ETF help me to achieve my financial goals.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tianhao Wei Comment On Regulatory Notice 22-08
As a daily active equity trader, I should be able to choose the public investments that are right for me and my family. I believe public investments should be available to all of the public, not just the privileged.
As long as I can read the disclosures specifically from such investment vehicles, I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am fully capable of understanding leveraged and inverse funds and their risks. People should take responsibility for their own action, like I am taking full responsibility for my own decision/choice related to my investment/trading.
Leveraged and inverse funds are important to my investment/ trading strategies. Not only they help me protect (hedge) my investments but also help me enhance the investment returns. When using it appropriately and as they were intended, these leveraged/inverse ETF help me to achieve my financial goals.
Thank you for your consideration.