Thomas Pfeiffer Comment On Regulatory Notice 22-08
Thomas Pfeiffer
N/A
Investing strategy and instruments should be left up to the investor as long as they are legal and perform as subscribed.
You shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. Explain that you are
capable of understanding leveraged and inverse funds
and their risks. Tell regulators you do not
need these measures imposed on you.
Other reasons you think these restrictions on your
right to invest should not be put in place.
SUBMIT A PUBLIC COMMENT
Leveraged and inverse funds are important to your
investment strategies. Consider explaining ways you use
leverage and inverse funds, including that they help you
protect (hedge) your investments or seek enhanced returns,
and if you use them as a limited part of your overall portfolio.
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Thomas Pfeiffer Comment On Regulatory Notice 22-08
Investing strategy and instruments should be left up to the investor as long as they are legal and perform as subscribed.
You shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. Explain that you are
capable of understanding leveraged and inverse funds
and their risks. Tell regulators you do not
need these measures imposed on you.
Other reasons you think these restrictions on your
right to invest should not be put in place.
SUBMIT A PUBLIC COMMENT
Leveraged and inverse funds are important to your
investment strategies. Consider explaining ways you use
leverage and inverse funds, including that they help you
protect (hedge) your investments or seek enhanced returns,
and if you use them as a limited part of your overall portfolio.