Thomas Gradoville Comment On Regulatory Notice 22-08
Thomas Gradoville
N/A
Why are you taking my right to choose which investments I can invest in? I have a physical disability that restricts my movements so I spend 6 - 10 hours most days researching investment vehicles. Anyone who buys TQQQ or SQQQ know exactly what they are buying, how they work and how important it is to limit your exposure with stop limits.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Thomas Gradoville Comment On Regulatory Notice 22-08
Why are you taking my right to choose which investments I can invest in? I have a physical disability that restricts my movements so I spend 6 - 10 hours most days researching investment vehicles. Anyone who buys TQQQ or SQQQ know exactly what they are buying, how they work and how important it is to limit your exposure with stop limits.