To: FINRA Your regulating and limiting investing in leveraged and inverse funds looks like you are giving in pressure from lobbyists. You are not trying to protect individual investors. You are protecting large companies who are making huge profits off folks who dont understand that the advantage of leveraged and inverse funds. I have been using these funds for many years and I dont intend to stop. Large companies have many advantages over us small investors and you are trying to sell out to them. I am not going to accept this without bringing attention to it.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Thomas Chapman Comment On Regulatory Notice 22-08
To: FINRA Your regulating and limiting investing in leveraged and inverse funds looks like you are giving in pressure from lobbyists. You are not trying to protect individual investors. You are protecting large companies who are making huge profits off folks who dont understand that the advantage of leveraged and inverse funds. I have been using these funds for many years and I dont intend to stop. Large companies have many advantages over us small investors and you are trying to sell out to them. I am not going to accept this without bringing attention to it.