Sir, Regulators shouldn't choose the investments for my family. We are adults who understand the risk of investing in leveraged funds. They are important to me for a portion of my portfolio. They help me hedge my investments against market moves. In conclusion, we do not need these regulations imposed on us. I hope you will consider the views of the many investors who use these leveraged and inverse funds.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Theodore Linde Comment On Regulatory Notice 22-08
Sir, Regulators shouldn't choose the investments for my family. We are adults who understand the risk of investing in leveraged funds. They are important to me for a portion of my portfolio. They help me hedge my investments against market moves. In conclusion, we do not need these regulations imposed on us. I hope you will consider the views of the many investors who use these leveraged and inverse funds.