Leveraged Funds are a very important part of my investment which has enabled me to achieve my investment goals that would've been otherwise not possible to achieve. I strongly oppose the proposal by FINRA to restrict the use of Leveraged funds by common investors.
I really don't think the small investors have to go through any special process like passing a test before investing in securities like leveraged and inverse funds. This proposal is very unfair and will likely restrict an investor from accessing a great investment option.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Syed Ali Comment On Regulatory Notice 22-08
Leveraged Funds are a very important part of my investment which has enabled me to achieve my investment goals that would've been otherwise not possible to achieve. I strongly oppose the proposal by FINRA to restrict the use of Leveraged funds by common investors.
I really don't think the small investors have to go through any special process like passing a test before investing in securities like leveraged and inverse funds. This proposal is very unfair and will likely restrict an investor from accessing a great investment option.