Sven Johnson Comment On Regulatory Notice 22-08 Sven Johnson N/A I think that this a very needless jntrusion on my right to choose i should be able to put my money in any investment that is now on the market without FINRA making that decision for me.The last time i looked this was a FREE country.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Sven Johnson Comment On Regulatory Notice 22-08
I think that this a very needless jntrusion on my right to choose i should be able to put my money in any investment that is now on the market without FINRA making that decision for me.The last time i looked this was a FREE country.