I do not see any good reason for FINRA to restrict an individual investor from buying leveraged and/or inversed funds. Shares of any company can go down to zero so one cannot say that one product is safer than the other. FINRA should focus only on irregularities at Broker-Dealers, Capital Acquisition Brokers and not interfere with the investment choices of individuals.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Sunil Pandya Comment On Regulatory Notice 22-08
I do not see any good reason for FINRA to restrict an individual investor from buying leveraged and/or inversed funds. Shares of any company can go down to zero so one cannot say that one product is safer than the other. FINRA should focus only on irregularities at Broker-Dealers, Capital Acquisition Brokers and not interfere with the investment choices of individuals.
Thank you