I have been trading complex products for 12 years, I am profitable and dont need you interfering in my financial future. If you wanna make me sign a piece of paper saying that I have read about the dangers, well, that is probably a good idea for the general public. So I dont mind. But do not force me into cool down., When I have complex options to protect me from any losing positions, your interference could ruin or totally destroy my account. Make education available, but keep your hands off my buy and sell buttons, please.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Steven Utter Comment On Regulatory Notice 22-08
I have been trading complex products for 12 years, I am profitable and dont need you interfering in my financial future. If you wanna make me sign a piece of paper saying that I have read about the dangers, well, that is probably a good idea for the general public. So I dont mind. But do not force me into cool down., When I have complex options to protect me from any losing positions, your interference could ruin or totally destroy my account. Make education available, but keep your hands off my buy and sell buttons, please.