Leveraged and inverse funds are important to our investment strategies. For over 20 years, my family has used leverage and inverse funds, as they help us to protect our investments or seek enhanced returns, and we use them as a major part of your overall portfolio. My family and I strongly oppose restrictions on our right to invest in these public investments.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Steven Rossi Comment On Regulatory Notice 22-08
Leveraged and inverse funds are important to our investment strategies. For over 20 years, my family has used leverage and inverse funds, as they help us to protect our investments or seek enhanced returns, and we use them as a major part of your overall portfolio. My family and I strongly oppose restrictions on our right to invest in these public investments.