I am writing in response to the proposal to regulate the use of inverse ETFs and leveraged funds. I strongly oppose the federal government regulating which public investments I can and cannot invest in for myself and my family, as well as any additional regulatory processes required to make an investment of my choosing. There are already plenty of disclosures that address the potential risks and we do not need the government additional additional hurdles that prevent me from investing my own money.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Steven DeRose Comment On Regulatory Notice 22-08
I am writing in response to the proposal to regulate the use of inverse ETFs and leveraged funds. I strongly oppose the federal government regulating which public investments I can and cannot invest in for myself and my family, as well as any additional regulatory processes required to make an investment of my choosing. There are already plenty of disclosures that address the potential risks and we do not need the government additional additional hurdles that prevent me from investing my own money.