Limiting small investors from open areas of the market is not support a fair market. Allowing only those with excess funds to access various securities is not a fair market. What you are considering by not allowing all persons all access to all public funds is really manipulating the market for the benefit of the few; that is not a fair market.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Stephen Morris Comment On Regulatory Notice 22-08
Limiting small investors from open areas of the market is not support a fair market. Allowing only those with excess funds to access various securities is not a fair market. What you are considering by not allowing all persons all access to all public funds is really manipulating the market for the benefit of the few; that is not a fair market.