I have watched for years as unelected regulators have destroyed business after business in order to protect those who know nothing about business. I travel from one side of the world to the other and I have never seen another country that has tried to dumb itself down the way the US has. There are some people who do the required work to invest in leveraged investment products. Do not dumb down leveraged investments for the sake of those who have no business investing.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Stephen Cobb Comment On Regulatory Notice 22-08
I have watched for years as unelected regulators have destroyed business after business in order to protect those who know nothing about business. I travel from one side of the world to the other and I have never seen another country that has tried to dumb itself down the way the US has. There are some people who do the required work to invest in leveraged investment products. Do not dumb down leveraged investments for the sake of those who have no business investing.