Stephanie Buresh Comment On Regulatory Notice 22-08
Stephanie Buresh
N/A
The ability for the public to invest in leveraged and inverse funds should not be restricted in any way. There should not be any process that an individual has to go through. We are quite capable of educating ourselves through the materials provided by the brokerage firms.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Stephanie Buresh Comment On Regulatory Notice 22-08
The ability for the public to invest in leveraged and inverse funds should not be restricted in any way. There should not be any process that an individual has to go through. We are quite capable of educating ourselves through the materials provided by the brokerage firms.